Compliance & Anti Money Laundering

By our expertise in this field we can ensure that you and your business are compliant with all regulatory requirements.  Compliance packages are offered either on a direct access basis or jointly with selected specialist firms of solicitors.

Anti Money Laundering

• We provide assistance with anti-money laundering compliance and training, to ensure robust systems are in place, from ‘Know Your Client’ to advice on how to recognise and deal with suspicious or potentially unlawful transactions.
• With the ever increasing responsibility on individuals and businesses and the emphasis in the 2007 Money Laundering Regulations on the application of risk-based approaches, compliance procedures are critical to avoid regulatory penalties or criminal sanctions for non-compliance or negligence. We advise on conflicts between regulatory requirements and the commercial needs of a business and in the field of compulsory reporting on how to protect businesses from allegations of “tipping off”, and allegations of breaches of client confidentiality.